Compliance Monitoring Analyst
Effort Split: Human: 55% | AI: 45%
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Average Pay Range: $64k – $99k per year.
An AI Compliance Monitoring Analysts ensure that organizations adhere to regulatory requirements and internal policies. They monitor activities, conduct audits, and identify potential risks to ensure compliance with laws and standards.
This table sets expectations on human coverage required on the various tasks this positon covers.
| Task Name & Notes | AI Capability | Human Oversight |
|---|---|---|
|
Regulatory Change Monitoring Notes: AI can continuously scan and summarize regulatory updates. Human input is needed to interpret complex legal nuances and assess organizational impact. |
✅ High | 🚫 Low |
|
Policy and Procedure Auditing Notes: AI can assist in auditing by identifying discrepancies and flagging potential issues. Human judgment is required to evaluate context and make final determinations. |
⚠️ Medium | ⚠️ Medium |
|
Risk Assessment and Reporting Notes: AI can analyze data to identify risk patterns and generate reports. Human expertise is necessary to interpret findings and develop mitigation strategies. |
⚠️ Medium | ⚠️ Medium |
|
Training and Awareness Programs Notes: AI can help develop training materials but lacks the ability to effectively deliver training and assess comprehension. Human trainers are essential for engagement and clarification. |
🚫 Low | ✅ High |
|
Incident Investigation and Resolution Notes: AI can assist in gathering data and identifying anomalies. Human investigators are needed to conduct interviews, assess intent, and determine appropriate corrective actions. |
⚠️ Medium | ⚠️ Medium |
|
Compliance Reporting to Authorities Notes: AI can compile data and draft reports. Human review is critical to ensure accuracy, completeness, and adherence to regulatory requirements before submission. |
⚠️ Medium | ⚠️ Medium |
|
Internal Communication and Advising Notes: AI lacks the interpersonal skills to effectively communicate complex compliance issues and provide tailored advice. Human interaction is key for effective communication and relationship management. |
🚫 Low | ✅ High |
|
Continuous Monitoring Implementation Notes: AI excels at real-time monitoring of transactions and activities to detect compliance breaches. Human oversight is necessary to address identified issues and refine monitoring parameters. |
✅ High | 🚫 Low |
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Customer Outcomes
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“A review from a customer who benefited from your product. Reviews can be a highly effective way of establishing credibility and increasing your company's reputation.”